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What are the approvals, notifications and regulatory submissions to MAS that are applicable to the various capital markets entities?
You may refer to the Compliance Toolkits for the various capital markets entities set out within the links below.
- Compliance Toolkit for Fund Managers
- Compliance Toolkit for Real Estate Investment Trust ("REIT") managers
- Compliance Toolkit for FIs conducting regulated activities under the SFA other than for fund managers and REIT managers
- Compliance Toolkit for Financial Advisers
- Compliance Toolkit for Trust Companies and Approved CIS Trustees
This information is sourced from MAS.
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