Under what circumstances can a company be exempted from the requirement to hold a financial adviser’s licence?

Updated by MAS 1y ago

Exemptions from the requirement to hold a licence are set out in Section 20 of the Financial Advisers Act 2001 and Part VI (Exemptions) of the Financial Advisers Regulations .

This information is sourced from MAS.

Topics:

Capital Market Entities Licensing and Registration

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