8 questions
Licensing and Registration
How can a single family office be exempted from the requirement to hold a CMS licence to conduct fund management activity?
What is the application process and conduct requirements for a REIT manager in Singapore?
What is the application process and conduct requirements for capital markets services licensees other than fund managers and REIT managers (e.g. broker-dealers, corporate finance advisors, securities financiers, custodians and credit rating agencies) in Singapore?
If a company is interested in establishing a financial advisory firm in Singapore, what is the application process and admission requirements when applying for a financial adviser’s licence?
Under what circumstances can a company be exempted from the requirement to hold a financial adviser’s licence?
Can licensed financial advisers and their representatives conduct non-Financial Advisory activities like being a real estate agent?
What are the requirements to be registered as an insurance broker?
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